Compliance Readiness for Adopting AI Agents | Zenity & Slalom

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Financial institutions are racing to adopt AI agents to automate decisions, modernize customer and employee experiences, and create competitive advantages, but traditional compliance frameworks were not built for autonomous systems. As agents proliferate across lines of business, firms must show regulators they can inventory these systems, understand what they do, and continuously govern their behavior against tightening expectations for model risk, third‑party risk, and operational resilience.​

This brief, written together with hands-on experts at Slalom, outlines a practical, phased approach to compliance readiness for AI agents, helping banks, insurers, and other financial institutions align stakeholders (CIO, CISO, CAIO, Risk, Compliance), define policies, and implement controls that keep pace with agent adoption. Learn how organizations are using Zenity to gain visibility into agents, map them to regulatory obligations, and apply ongoing monitoring and guardrails so AI can scale without outpacing governance.​

Download to discover:

  • The key regulatory themes (model risk, third‑party risk, consumer protection) that now apply to AI agents.
  • How to structure a compliance readiness program for agents across experimentation, pilot, and broad rollout.
  • How Zenity provides the observability, policy enforcement, and continuous assessment needed to demonstrate control over AI agents to auditors and regulators.

Get the brief here.

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